31,327 XNAS Volume
XNAS 07 Apr, 2025 3:29 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| James Yang Liu | VP ACCT, Cntlr, Treasurer, PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2025 | 10,000 | 10,000 | - | - | Option to Purchase Common Stock | |
| James Yang Liu | VP ACCT, Cntlr, Treasurer, PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2025 | 18,867 | 18,867 | - | - | Restricted Stock Units | |
| Joshua Riggs | CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2025 | 188,679 | 188,679 | - | - | Restricted Stock Units | |
| Andrea James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2025 | 113,207 | 113,207 | - | - | Restricted Stock Units | |
| Andrea James | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.05 per share. | 07 Feb 2025 | 97,561 | 151,231 (0%) | 0% | 2.0 | 200,000 | Common Stock, no par value |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 2.11 per share. | 26 Dec 2024 | 12,500 | 81,554 (0%) | 0% | 2.1 | 26,350 | Common Stock, no par value |
| Andrea James | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.29 per share. | 05 Dec 2024 | 20,000 | 53,670 (0%) | 0% | 2.3 | 45,800 | Common Stock, no par value |
| James Andrea | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 200,000 | 200,000 | - | - | Options to Purchase Common Stock | |
| Andrea James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2024 | 100,000 | 100,000 | - | - | Restricted Stock Units | |
| Andrea James | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 2.97 per share. | 02 Oct 2024 | 33,670 | 33,670 (0%) | 0% | 3.0 | 100,000 | Common Stock, no par value |
| Louis E. Silverman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 30,000 | 30,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 30,000 | 30,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 30,000 | 30,000 | - | - | Option to Purchase Common Stock | |
| Andrea James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 100,000 | 300,000 | - | - | Restricted Stock Units | |
| Andrea James | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2024 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| James Yang Liu | Sr Dir., Cntlr, PAO, Int PFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2024 | 10,000 | 10,000 | - | - | Option to Purchase Common Stock | |
| Joshua Riggs | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 May 2024 | 90,000 | 90,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 2.95 per share. | 11 Apr 2024 | 33,898 | 69,054 (0%) | 0% | 2.9 | 99,999 | Common Stock, no par value |
| Joshua Riggs | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 2.95 per share. | 11 Apr 2024 | 3,390 | 3,505 (0%) | 0% | 3.0 | 10,001 | Common Stock, no par value |
| Joshua Riggs | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2023 | 40,000 | 40,000 | - | - | Option to Purchase Common Stock | |
| John Peter Gutfreund | Former Director | Other type of transaction at price $ 0.00 per share. | 30 Jun 2023 | 3,564,728 | 0 | - | - | Warrants to Purchase Common Stock | |
| John Peter Gutfreund | Former Director | Other type of transaction at price $ 0.00 per share. | 30 Jun 2023 | 3,085,047 | 0 (0%) | 4% | 0 | Common Stock, no par value | |
| Alfred D. Kingsley | Director | Purchase of securities on an exchange or from another person at price $ 0.21 per share. | 14 Jun 2023 | 30,000 | 469,111 (0%) | 0% | 0.2 | 6,447 | Common Stock, no par value |
| Joshua Riggs | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 800,000 | 800,000 | - | - | Option to Purchase Common Stock | |
| Joshua Riggs | Director, CEO and President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jun 2023 | 350,000 | 350,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.35 per share. | 03 Apr 2023 | 141,084 | 156,084 (0%) | 0% | 0.4 | 50,000 | Common Stock, no par value |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.35 per share. | 03 Apr 2023 | 141,084 | 156,084 (0%) | 0% | 0.4 | 50,000 | Common Stock, no par value |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.35 per share. | 03 Apr 2023 | 141,084 | 673,133 (1%) | 0% | 0.4 | 50,000 | Common Stock, no par value |
| John Peter Gutfreund | Director | Grant, award, or other acquisition of securities at price $ 0.35 per share. | 03 Apr 2023 | 705,000 | 715,000 (1%) | 1% | 0.4 | 249,852 | Common Stock, no par value |
| John Peter Gutfreund | Director | Sale or transfer of securities back to the company at price $ 0.00 per share. | 03 Apr 2023 | 588 | 0 | - | - | Series A Convertible Preferred Stock | |
| John Peter Gutfreund | Director | Grant, award, or other acquisition of securities at price $ 0.35 per share. | 03 Apr 2023 | 1,000,000 | 1,075,000 (1%) | 1% | 0.4 | 354,400 | Common Stock, no par value |
| Anish John | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 121,381 | 121,381 | - | - | Option to Purchase Common Stock | |
| Joshua Riggs | CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2023 | 116,426 | 116,426 | - | - | Option to Purchase Common Stock | |
| Anish John | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2023 | 250,466 | 250,466 | - | - | Option to Purchase Common Stock | |
| James Yang Liu | Controller, PAO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2023 | 57,065 | 57,065 | - | - | Option to Purchase Common Stock | |
| Joshua Riggs | Interim CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2023 | 257,485 | 257,485 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.35 per share. | 23 Dec 2022 | 250,000 | 532,049 (0%) | 0% | 0.4 | 87,875 | Common Stock, no par value |
| John Peter Gutfreund | Director | Purchase of securities on an exchange or from another person at price $ 0.33 per share. | 23 Dec 2022 | 75,000 | 75,000 (0%) | 0% | 0.3 | 24,728 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Purchase of securities on an exchange or from another person at price $ 0.28 per share. | 22 Dec 2022 | 25,000 | 439,111 (0%) | 0% | 0.3 | 7,125 | Common Stock, no par value |
| Gisela Paulsen | Former President and COO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Dec 2022 | 171,875 | 203,125 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Former President and COO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Dec 2022 | 125,000 | 0 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Former President and COO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Dec 2022 | 70,313 | 54,687 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Former President and COO | Sale or transfer of securities back to the company at price $ 0.00 per share. | 16 Dec 2022 | 175,000 | 366,500 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 17 Aug 2022 | 7,500 | 15,000 (0%) | 0% | 0.9 | 6,750 | Common Stock, no par value |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 17 Aug 2022 | 7,500 | 15,000 (0%) | 0% | 0.9 | 6,750 | Common Stock, no par value |
| Andrew J. Last | Director | Purchase of securities on an exchange or from another person at price $ 0.87 per share. | 17 Aug 2022 | 20,000 | 70,170 (0%) | 0% | 0.9 | 17,400 | Common Stock, no par value |
| Ronald A. Andrews | Director, President & CEO | Purchase of securities on an exchange or from another person at price $ 0.96 per share. | 16 Aug 2022 | 40,000 | 333,212 (0%) | 0% | 1.0 | 38,400 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Purchase of securities on an exchange or from another person at price $ 0.97 per share. | 15 Aug 2022 | 5,000 | 409,111 (0%) | 0% | 1.0 | 4,850 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | Director | Purchase of securities on an exchange or from another person at price $ 0.97 per share. | 15 Aug 2022 | 5,000 | 414,111 (0%) | 0% | 1.0 | 4,850 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 404,111 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 132,049 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.97 per share. | 15 Aug 2022 | 115,523 | 282,049 (0%) | 0% | 1.0 | 112,057 | Common Stock, no par value |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.93 per share. | 15 Aug 2022 | 34,477 | 166,526 (0%) | 0% | 0.9 | 32,064 | Common Stock, no par value |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 50,170 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Melinda Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Melinda Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 20,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Melinda Griffith | Director | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 15 Aug 2022 | 10,000 | 30,000 (0%) | 0% | 1 | 10,000 | Common Stock, no par value |
| Gisela Paulsen | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 175,000 | 191,500 (0%) | 0% | 0 | Common Stock, no par value | |
| Gisela Paulsen | President & COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 350,000 | 541,500 (0%) | 0% | 0 | Common Stock, no par value | |
| Jennifer Levin Carter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Jennifer Levin Carter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 20,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Jennifer Levin Carter | Director | Purchase of securities on an exchange or from another person at price $ 0.95 per share. | 15 Aug 2022 | 10,500 | 30,500 (0%) | 0% | 1.0 | 9,975 | Common Stock, no par value |
| Anish John | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 150,000 | 150,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Anish John | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 100,000 | 100,000 | - | - | Option to Purchase Common Stock | |
| John Peter Gutfreund | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 10,000 | 10,000 (0%) | 0% | 0 | Common Stock, no par value | |
| John Peter Gutfreund | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Aug 2022 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| John Peter Gutfreund | Director | Purchase of securities on an exchange or from another person at price $ 0.93 per share. | 15 Aug 2022 | 25,000 | 25,000 (0%) | 0% | 0.9 | 23,250 | Common Stock, no par value |
| Cavan M. Redmond | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 120,863 (0%) | 0% | 0 | Common Stock, no par value | |
| Cavan M. Redmond | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 394,111 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew Arno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 122,049 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew Arno | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Andrew J. Last | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 40,170 (0%) | 0% | 0 | Common Stock, no par value | |
| Andrew J. Last | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Melinda Griffith | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Melinda Griffith | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 10,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Jennifer Levin Carter | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 0 | - | - | Restricted Stock Units | |
| Jennifer Levin Carter | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Jun 2022 | 10,000 | 10,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Anish John | SVP, Finance, and Interim CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jun 2022 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 25,000 | 25,000 (0%) | 0% | 0 | Common Stock, no par value | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 May 2022 | 25,000 | 25,000 | - | - | Restricted Stock Units | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Sale of securities on an exchange or to another person at price $ 1.14 per share. | 18 May 2022 | 8,128 | 16,872 (0%) | 0% | 1.1 | 9,266 | Common Stock, no par value |
| Cavan M. Redmond | Director | Purchase of securities on an exchange or from another person at price $ 1.19 per share. | 16 Mar 2022 | 40,000 | 110,863 (0%) | 0% | 1.2 | 47,560 | Common Stock, no par value |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 375,000 | 375,000 | - | - | Option to Purchase Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 500,000 | 500,000 | - | - | Restricted Stock Units | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 35,000 | 35,000 | - | - | Restricted Stock Units | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 300,000 | 300,000 | - | - | Option to Purchase Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.28 per share. | 15 Mar 2022 | 50,000 | 293,212 (0%) | 0% | 1.3 | 64,150 | Common Stock, no par value |
| Mitchell Levine | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.17 per share. | 15 Mar 2022 | 25,000 | 87,080 (0%) | 0% | 1.2 | 29,150 | Common Stock, no par value |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 87,500 | 87,500 | - | - | Option to Purchase Common Stock | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 87,500 | 87,500 | - | - | Option to Purchase Common Stock | |
| Padma Sundar | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 87,500 | 87,500 | - | - | Option to Purchase Common Stock | |
| Padma Sundar | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 87,500 | 87,500 | - | - | Option to Purchase Common Stock | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 37,500 | 37,500 | - | - | Option to Purchase Common Stock | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 37,500 | 37,500 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 125,000 | 125,000 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 125,000 | 125,000 | - | - | Option to Purchase Common Stock | |
| Gisela Paulsen | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.20 per share. | 15 Mar 2022 | 16,500 | 16,500 (0%) | 0% | 1.2 | 19,767 | Common Stock, no par value |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Melinda Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Melinda Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Li Yu | VP Cntrllr/Prncpl Acctng Offcr | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 160,000 | 160,000 | - | - | Option to Purchase Common Stock | |
| Jennifer Levin Carter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 10,000 | 10,000 | - | - | Restricted Stock Units | |
| Jennifer Levin Carter | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Jun 2021 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | Director | 11 Jun 2021 | 6,993 | 0 | - | - | Warrants | ||
| Andrew J. Last | Director | 11 Jun 2021 | 6,993 | 30,170 (0%) | 0% | 3 | 20,979 | Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 May 2021 | 106,221 | 0 | - | - | Restricted Stock Units | |
| Ronald A. Andrews | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 May 2021 | 106,221 | 219,919 (0%) | 0% | 0 | Common Stock, no par value | |
| Ronald A. Andrews | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 07 May 2021 | 25,873 | 194,046 (0%) | 0% | 0 | Common Stock, no par value | |
| Mitchell Levine | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 28 Apr 2021 | 4,620 | 62,080 (0%) | 0% | 0 | Common Shares, no par value | |
| Mitchell Levine | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Apr 2021 | 20,000 | 0 | - | - | Restricted Stock Units | |
| Mitchell Levine | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Apr 2021 | 20,000 | 66,700 (0%) | 0% | 0 | Common Shares, no par value | |
| Ronald A. Andrews | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.79 per share. | 19 Mar 2021 | 11,000 | 113,698 (0%) | 0% | 4.8 | 52,702 | Common Stock, no par value |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 500,000 | 500,000 | - | - | Employee Stock Option (right to buy) | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 255,000 | 255,000 | - | - | Employee Stock Option (right to buy) | |
| Padma Sundar | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 25 Feb 2021 | 255,000 | 255,000 | - | - | Employee Stock Option (right to buy) | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Dec 2020 | 1,237 | 65,271 | - | - | Option to purchase common stock | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.34 per share. | 23 Dec 2020 | 65,271 | 384,111 (0%) | 0% | 1.3 | 87,463 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Sale of securities on an exchange or to another person at price $ 2.55 per share. | 23 Dec 2020 | 900 | 318,840 (0%) | 0% | 2.6 | 2,295 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.34 per share. | 23 Dec 2020 | 1,237 | 319,740 (0%) | 0% | 1.3 | 1,658 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Dec 2020 | 65,271 | 0 | - | - | Option to purchase common stock | |
| Alfred D. Kingsley | Director | Sale of securities on an exchange or to another person at price $ 2.54 per share. | 21 Dec 2020 | 5,148 | 315,639 (0%) | 0% | 2.5 | 13,076 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 21 Dec 2020 | 30,000 | 320,787 (0%) | 0% | - | Common Stock, no par value | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.34 per share. | 21 Dec 2020 | 47,976 | 350,787 (0%) | 0% | 1.3 | 64,288 | Common Stock, no par value |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Dec 2020 | 10,516 | 66,508 | - | - | Option to purchase common stock | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Dec 2020 | 47,976 | 77,024 | - | - | Option to purchase common stock | |
| Alfred D. Kingsley | Director | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 21 Dec 2020 | 7,652 | 318,503 (0%) | 0% | - | Common Stock, no par value | |
| Alfred D. Kingsley | Director | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.34 per share. | 21 Dec 2020 | 10,516 | 326,155 (0%) | 0% | 1.3 | 14,091 | Common Stock, no par value |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 18,416 | 70,863 (0%) | 0% | - | Common Stock | |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 5,909 | 302,811 (0%) | 0% | - | Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 9,602 | 112,049 (0%) | 0% | - | Common Stock | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 16,184 | 23,177 (0%) | 0% | - | Common Stock | |
| Lyndal Hesterberg | CSO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 6,603 | 7,477 (0%) | 0% | - | Common Stock | |
| Mitchell Levine | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 10,121 | 46,700 (0%) | 0% | - | Common Stock | |
| Albert P. Parker | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 5,586 | 10,586 (0%) | 0% | - | Common Stock | |
| Padma Sundar | SVP, Marketing & Market Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Dec 2020 | 4,177 | 4,177 (0%) | 0% | - | Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.35 per share. | 03 Aug 2020 | 40,000 | 102,698 (0%) | 0% | 1.3 | 53,880 | Common Stock, no par value |
| Mitchell Levine | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 1.32 per share. | 03 Aug 2020 | 10,000 | 36,579 (0%) | 0% | 1.3 | 13,200 | Common Stock, no par value |
| Albert P. Parker | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.33 per share. | 03 Aug 2020 | 5,000 | 5,000 (0%) | 0% | 1.3 | 6,648 | Common Stock, no par value |
| Tony Kalajian | Sr.VP/Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 1.31 per share. | 03 Aug 2020 | 5,000 | 15,000 (0%) | 0% | 1.3 | 6,533 | Common Stock, no par value |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 62,000 | 62,000 | - | - | Option to purchase common stock | |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 57,000 | 57,000 | - | - | Option to purchase common stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 57,000 | 57,000 | - | - | Option to purchase common stock | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 57,000 | 57,000 | - | - | Option to purchase common stock | |
| Melinda Griffith | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jun 2020 | 57,000 | 57,000 | - | - | Option to purchase common stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 May 2020 | 106,221 | 106,221 | - | - | Restricted Stock Units | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Apr 2020 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Ronald A. Andrews | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 2.37 per share. | 30 Mar 2020 | 18,000 | 62,698 (0%) | 0% | 2.4 | 42,696 | Common Stock, no par value |
| Ronald A. Andrews | Director, CEO and President | Purchase of securities on an exchange or from another person at price $ 2.26 per share. | 30 Mar 2020 | 27,216 | 44,698 (0%) | 0% | 2.3 | 61,454 | Common Stock, no par value |
| Mitchell Levine | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2020 | 20,000 | 33,495 (0%) | 0% | 0 | Common Shares, no par value | |
| Mitchell Levine | Chief Financial Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Mar 2020 | 20,000 | 0 | - | - | Restricted Stock Units | |
| Mitchell Levine | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. | 14 Mar 2020 | 6,916 | 26,579 (0%) | 0% | 0 | Common Shares, no par value | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 204,000 | 204,000 | - | - | Option to purchase common stock | |
| Albert P. Parker | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 204,000 | 204,000 | - | - | Option to purchase common stock | |
| Padma Sundar | SVP, Marketing & Market Access | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 255,000 | 255,000 | - | - | Option to purchase common stock | |
| Tony Kalajian | SVP, Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Feb 2020 | 204,000 | 204,000 | - | - | Option to purchase common stock | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 2.16 per share. | 17 Sep 2019 | 50,000 | 102,447 (0%) | 0% | 2.2 | 108,130 | Common Stock, no par value |
| Tony Kalajian | SVP-Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 1.98 per share. | 13 Sep 2019 | 10,000 | 10,000 (0%) | 0% | 2.0 | 19,800 | Common Stock, no par value |
| Mitchell Levine | CFO | Purchase of securities on an exchange or from another person at price $ 2.01 per share. | 12 Sep 2019 | 10,000 | 13,495 (0%) | 0% | 2.0 | 20,060 | Common Stock |
| Mitchell Levine | CFO | Purchase of securities on an exchange or from another person at price $ 2.01 per share. | 12 Sep 2019 | 10,000 | 13,495 (0%) | 0% | 2.0 | 20,060 | Common Stock |
| Aditya P. Mohanty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jul 2019 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2019 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2019 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2019 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2019 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Ronald A. Andrews | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2019 | 950,000 | 950,000 | - | - | Option to Purchase Common Stock | |
| William Annett | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 390,000 | 390,000 | - | - | Option to Purchase Common Stock | |
| Lyndal Hesterberg | Chief Scientific Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 350,000 | 350,000 | - | - | Option to Purchase Common Stock | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 20,000 | 20,000 | - | - | Restricted Stock Units | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 245,000 | 245,000 | - | - | Option to Purchase Common Stock | |
| Albert P. Parker | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Mar 2019 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock | |
| Aditya P. Mohanty | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2019 | 33,750 | 33,750 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Aug 2018 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Ronald A. Andrews | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Aug 2018 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Aug 2018 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Aug 2018 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 52,447 | 52,447 | - | - | Common stock purchase warrants | |
| Cavan M. Redmond | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 52,447 | 52,447 (0%) | 0% | 0 | Common stock, no par value | |
| Ronald A. Andrews | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 17,482 | 17,482 | - | - | Common stock purchase warrants | |
| Ronald A. Andrews | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 17,482 | 17,482 (0%) | 0% | 0 | Common stock, no par value | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 52,447 | 52,447 (0%) | 0% | 0 | Common stock, no par value | |
| Andrew Arno | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 52,447 | 52,447 | - | - | Common stock purchase warrants | |
| Andrew J. Last | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 6,993 | 6,993 | - | - | Common stock purchase warrants | |
| Andrew J. Last | Director | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 6,993 | 6,993 (0%) | 0% | 0 | Common stock, no par value | |
| William Annett | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 3,500 | 3,500 | - | - | Common stock purchase warrants | |
| William Annett | Director, President and CEO | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 3,500 | 3,500 (0%) | 0% | 0 | Common stock, no par value | |
| Lyndal Hesterberg | Sr VP, Research & Development | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 874 | 874 (0%) | 0% | 0 | Common stock, no par value | |
| Lyndal Hesterberg | Sr VP, Research & Development | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 874 | 874 | - | - | Common stock purchase warrants | |
| Mitchell Levine | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 3,495 | 3,495 | - | - | Common stock purchase warrants | |
| Mitchell Levine | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 26 Jul 2018 | 3,495 | 3,495 (0%) | 0% | 0 | Common stock, no par value | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Jun 2018 | 45,000 | 45,000 | - | - | Option to Purchase Common Stock | |
| Kristine C. Mechem | VP of Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Kristine C. Mechem | VP of Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 125,000 | 125,000 | - | - | Option to Purchase Common Stock | |
| William Annett | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 180,000 | 180,000 | - | - | Option to Purchase Common Stock | |
| Lyndal Hesterberg | Sr VP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 150,000 | 150,000 | - | - | Option to Purchase Common Stock | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 May 2018 | 125,000 | 125,000 | - | - | Option to Purchase Common Stock | |
| Mitchell Levine | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Nov 2017 | 200,000 | 200,000 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 6,520 | 6,520 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 16,300 | 16,300 | - | - | Option to Purchase Common Stock | |
| Don M. Bailey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 6,520 | 6,520 | - | - | Option to Purchase Common Stock | |
| Don M. Bailey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 6,520 | 6,520 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jun 2017 | 6,520 | 6,520 | - | - | Option to Purchase Common Stock | |
| Kristine C. Mechem | VP of Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2017 | 67,500 | 67,500 | - | - | Option to Purchase Common Stock | |
| William Annett | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2017 | 225,000 | 250,000 | - | - | Option to Purchase Common Stock | |
| Lyndal Hesterberg | Sr VP, Research & Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Feb 2017 | 14,400 | 14,400 | - | - | Option to Purchase Common Stock | |
| Don M. Bailey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Oct 2016 | 230,769 | 230,769 | - | - | Warrant to Purchase Common Stock | |
| Don M. Bailey | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Aug 2016 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Cavan M. Redmond | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Alfred D. Kingsley | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 50,000 | 50,000 | - | - | Option to Purchase Common Stock | |
| Andrew Arno | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Andrew J. Last | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 20,000 | 20,000 | - | - | Option to Purchase Common Stock | |
| Kristine C. Mechem | VP of Marketing | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 60,000 | 60,000 | - | - | Option to Purchase Common Stock | |
| William Annett | Director, President and CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 250,000 | 250,000 | - | - | Option to Purchase Common Stock | |
| Karen B. Chapman | Vice President of Research | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Feb 2016 | 60,000 | 60,000 | - | - | Option to Purchase Common Stock |